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Advisor at PERSPECTIVE ASSET MANAGEMENT, LLC
WESTFIELD, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PERSPECTIVE ASSET MANAGEMENT, LLC | State registered | Dec 3, 2010 | n/a | yes | WESTFIELD, IN | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Apr 18, 2002 | Jun 7, 2010 | no | FISHERS (INDIANAPOLIS), IN|FISHERS (INDIANAPOLIS), IN|FISHERS (INDIANAPOLIS), IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | PERSPECTIVE ASSET MANAGEMENT, LLC | Jun 7, 2010 | Dec 3, 2010 | 179 | Firm change | Ibd to state RIA |