DFX Intelligence

N•••••• F••••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst15 years in industry

N•••••• F••••••• H••••

Advisor at C••••• C•••••• G•••• L••

HOUSTON, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 17, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• C•••••• G•••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• C•••••• G•••• L••	State registered	Dec 16, 2025	n/a	yes	HOUSTON, TX	Current employment
A••••• I••••••••• • A•••••••	Former SEC adviser	Nov 17, 2017	Mar 2, 2023	no	HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• I••••••••• • A•••••••	C••••• C•••••• G•••• L••	Mar 2, 2023	Dec 16, 2025	1,020	Firm change after gap	RIA to state RIA

Relationships

Registered with (2)

→ C••••• C•••••• G•••• L••Registered adviserregistration: current employment
Dec 16, 2025 to presentfactForm ADV
→ A••••• I••••••••• • A•••••••Registered adviserregistration: previous registration
Nov 17, 2017 to Mar 2, 2023factForm ADV

Dated events

Occurred
Mar 2, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 17, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.