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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

GREEN OWL CAPITAL MANAGEMENT, LLC

CRD 166367

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:195ae4f6-50e2-567f-6f37-771cbc0f53af

Data as of Jun 3, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 31, 2014 to Jun 3, 2016
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $159MItem 5.F on the latest filing (2016-06-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $159M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 8
Accounts: 4
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $145Mgross asset value as reported per fund; never fund size
Custody, client assets: $145M
SEC number: 801-79528
CRD: 166367
Filings on the tape: 5
First filed: Mar 31, 2014
Latest filed: Jun 3, 2016
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
GOCM MASTER FUND, L.P.	Hedge Fund	$145M	Jun 3, 2016	56	Apr 8, 2013	reported	021-193107

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BERMAN, ROSS, EVERETT	Member	E	yes	07/2012	Mar 31, 2014	Jun 3, 2016
MORRIS, SETH, HOWARD	CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER	Na	yes	12/2015	Mar 23, 2016	Jun 3, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GREEN OWL CAPITAL, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Dallas	TX	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 23, 2016	$159M	$159M	10	8	n/a	1	$145M
2014	Mar 30, 2015	$146M	$146M	9	9	n/a	1	$116M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$159M	$146M	9.2%	n/a	n/a	10	9	n/a	n/a

Relationships

Advises (1)

→ GOCM MASTER FUND, L.P.Private fundHedge Fund, IA
Apr 8, 2013 to presentfactForm ADV

Controls (2)

← MORRIS, SETH, HOWARDOwnerCHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 23, 2016 to presentfactForm ADV
← BERMAN, ROSS, EVERETTOwnerMEMBER, ownership code E, individual
Mar 31, 2014 to presentfactForm ADV

Dated events

Occurred
Mar 31, 2014
First Form ADV filing
Green Owl Capital Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:195ae4f6-50e2-567f-6f37-771cbc0f53af
First observed: Mar 31, 2014
Last observed: Jun 3, 2016 125 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GREEN OWL CAPITAL MANAGEMENT, LLC

CRD 166367

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:195ae4f6-50e2-567f-6f37-771cbc0f53af

Data as of Jun 3, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:39 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

GOCM MASTER FUND, L.P.

Hedge Fund

$145M

Jun 3, 2016

Apr 8, 2013

reported

021-193107

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BERMAN, ROSS, EVERETT

Member

yes

07/2012

Mar 31, 2014

Jun 3, 2016

MORRIS, SETH, HOWARD

CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER

yes

12/2015

Mar 23, 2016

Jun 3, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GREEN OWL CAPITAL, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Dallas

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 23, 2016

$159M

n/a

$145M

2014

Mar 30, 2015

$146M

n/a

$116M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$159M

$146M

9.2%

n/a