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Advisor at CETERA INVESTMENT ADVISERS LLC
INDIANAPOLIS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Feb 20, 2025 | n/a | yes | INDIANAPOLIS, IN | Current employment |
| CONCOURSE FINANCIAL GROUP ADVISORS | Former SEC adviser | Jul 21, 2006 | Feb 20, 2025 | no | CARMEL, IN|GREENWOOD, IN|Indianapolis, IN|WARSAW, IN|BIRMINGHAM, AL | Previous registration |
| ONEAMERICA SECURITIES, INC. | Bd affiliated wealth | Jun 9, 2003 | Oct 26, 2004 | no | CARMEL, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CONCOURSE FINANCIAL GROUP ADVISORS | CETERA INVESTMENT ADVISERS LLC | Feb 20, 2025 | Feb 20, 2025 | 0 | Bulk transfer | Ibd to ibd |
| ONEAMERICA SECURITIES, INC. | CONCOURSE FINANCIAL GROUP ADVISORS | Oct 26, 2004 | Jul 21, 2006 | 633 | Firm change after gap | Other |