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Advisor at LPL FINANCIAL LLC
STEVENSVILLE, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 5, 2019 | n/a | yes | STEVENSVILLE, MD | Current employment |
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Apr 20, 2016 | Sep 5, 2019 | no | STEVENSVILLE, MD | Previous registration |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Dec 11, 2013 | Sep 22, 2016 | no | STEVENSVILLE, MD|AUSTIN, TX | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 19, 2009 | Dec 24, 2013 | no | ACCOMAC, VA|NAGS HEAD, NC|BERLIN, MD|STEVENSVILLE, MD | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Feb 28, 2008 | Mar 20, 2009 | no | ANNAPOLIS, MD|PASADENA, MD|ANNAPOLIS, MD|SEVERNA PARK, MD|ANNAPOLIS, MD|ANNAPOLIS, MD|EDGEWATER, MD|ANNAPOLIS, MD|ANNAPOLIS, MD|ANNAPOLIS, MD|ANNAPOLIS, MD | Previous registration |
| M&T SECURITIES, INC. | n/a | Jan 12, 2006 | Feb 22, 2008 | no | COLUMBIA, MD|COLUMBIA, MD|ELLICOTT CITY, MD|COLUMBIA, MD|ARNOLD, MD|LINTHICUM HEIGHTS, MD|GLEN BURNIE, MD|ANNAPOLIS, MD|EDGEWATER, MD | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Nov 30, 2005 | Jan 12, 2006 | no | LOUISVILLE, KY | Previous registration |
| SCARBOROUGH CAPITAL MANAGEMENT, INC. | Former SEC adviser | May 8, 2003 | Jan 6, 2005 | no | ANNAPOLIS, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | LPL FINANCIAL LLC | Sep 5, 2019 | Sep 5, 2019 | 0 | Firm change | Ibd to ibd |
| NFP ADVISOR SERVICES, LLC | KESTRA ADVISORY SERVICES, LLC | Sep 22, 2016 | Apr 20, 2016 | -155 | Bulk transfer | Other |
| LPL FINANCIAL LLC | NFP ADVISOR SERVICES, LLC | Dec 24, 2013 | Dec 11, 2013 | -13 | Firm change | Other |
| PNC WEALTH MANAGEMENT | LPL FINANCIAL LLC | Mar 20, 2009 | Mar 19, 2009 | -1 | Firm change | Other |
| M&T SECURITIES, INC. | PNC WEALTH MANAGEMENT | Feb 22, 2008 | Feb 28, 2008 | 6 | Firm change | Other |
| PNC WEALTH MANAGEMENT | M&T SECURITIES, INC. | Jan 12, 2006 | Jan 12, 2006 | 0 | Firm change | Other |
| SCARBOROUGH CAPITAL MANAGEMENT, INC. | PNC WEALTH MANAGEMENT | Jan 6, 2005 | Nov 30, 2005 | 328 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283330:6413:MD:2019-09-05 | Sep 5, 2019 | Sep 5, 2019 | STEVENSVILLE, MD | Firm change |