DFX Intelligence

L••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

L••••• C•••••• M••••••••• L••

CRD 157130

OLD GREENWICH, CT

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Search this name across graphsid dfx:ria:196672ee-0651-6e3f-5c3f-f7a58d80f588

Data as of Mar 27, 2013 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2012 to Mar 27, 2013
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $110M••• Locked
Discretionary RAUM: $110M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
L••••• P•••••••• L•	Hedge Fund	$37.2M	Jun 15, 2015	35	Feb 14, 2012	reported	021-153314
L••••• M••••• F•••• L••	Hedge Fund	$28.2M	Jun 15, 2015

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F••••• T••••• J••• L•••••	MANAGING MEMEBER	E	yes	12/2006	Feb 14, 2012	Mar 27, 2013
L•••••• J•••	Member	Na	yes	05/2006	Feb 14, 2012	Mar 27, 2013

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
L••••• C•••••• G•• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 27, 2013	$110M	$110M	3	2	n/a	3	$145M

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$110M	n/a	n/a	n/a	n/a	3	n/a	n/a	n/a

Relationships

Advises (5)

→ L• S••• L••Private fundOther Private Fund, ERA
May 12, 2014 to presentfactForm ADV
→ L••••• M••••• F•••• L••Private fundHedge Fund, ERA
Feb 14, 2012 to presentfactForm ADV
→ L• S••• L••Private fundOther Private Fund, ERA
May 12, 2014 to presentfactForm ADV
→ L••••• F•••• L•••Private fund

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:196672ee-0651-6e3f-5c3f-f7a58d80f588
First observed: Feb 14, 2012
Last observed: Mar 27, 2013 164 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.