W•••• E• F•••••

Advisor at A••••••• F••••• L••••• G••••

Oklahoma City, OK | TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:196eddc6-b2bb-56b8-639c-6711b4c3faf6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 30, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• F••••• L••••• G••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 5, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• F••••• L••••• G••••	State registered	Nov 7, 2023	n/a	yes	TAMPA, FL\|Oklahoma City, OK	Current employment
E•••••••• A•••••••• L••	National bd RIA	Sep 18, 2008	Jan 5, 2012	no	OKLAHOMA CITY, OK	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	A••••••• F••••• L••••• G••••	Jan 5, 2012	Nov 7, 2023	4,324	Firm change after gap	Ibd to state RIA
C•••• I••••••••• S••••••• C••••	E•••••••• A•••••••• L••	Jun 3, 2008	Sep 18, 2008

Relationships

Registered with (3)

→ A••••••• F••••• L••••• G••••Registered adviserregistration: current employment
Nov 7, 2023 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 18, 2008 to Jan 5, 2012factForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
Feb 15, 2007 to Jun 3, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:196eddc6-b2bb-56b8-639c-6711b4c3faf6
First observed: May 30, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.