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Advisor at CERITY PARTNERS LLC
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CERITY PARTNERS LLC | Independent wealth | Aug 12, 2021 | n/a | yes | NEW YORK, NY | Current employment |
| BAJA WEALTH ADVISORS LLC | Former SEC adviser | Aug 12, 2021 | Feb 12, 2025 | no | NEW YORK, NY | Previous registration |
| DEUTSCHE BANK SECURITIES INC. | No RAUM reported | May 27, 2008 | Aug 20, 2014 | no | NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BAJA WEALTH ADVISORS LLC | CERITY PARTNERS LLC | Feb 12, 2025 | Aug 12, 2021 | -1,280 | Firm change after gap | RIA to RIA |
| DEUTSCHE BANK SECURITIES INC. | BAJA WEALTH ADVISORS LLC | Aug 20, 2014 | Aug 12, 2021 | 2,549 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 289592:151559:NY:2025-02-12 | Feb 12, 2025 | Aug 12, 2021 | NEW YORK, NY | Firm change after gap |