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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

Jeneen Sarah Slack

Advisor at LPL FINANCIAL LLC

DANVILLE, CA

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Search this name across graphsid dfx:ria:1975c44b-b40c-1b7c-2296-e52a233b9a91

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Dec 18, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 17, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Dec 17, 2007
First registration: Dec 18, 2007
Dual registered: yes, broker-dealer
Other names: JENEEN SARAH PAUL|JENEEN S SLACK
IAPD individual key: 5238152

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 17, 2026	n/a	yes	DANVILLE, CA	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	May 31, 2023	Aug 21, 2026	no	San Ramon, CA	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Aug 8, 2016	May 31, 2023	no	SAN RAMON, CA	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Nov 5, 2013	Aug 2, 2016	no	SAN JOSE, CA\|SAN JOSE, CA	Previous registration
FOOTHILL SECURITIES, INC.	Former SEC adviser	Jan 10, 2011	Nov 1, 2013	no	CAMPBELL, CA	Previous registration
ALAMO CAPITAL	Independent wealth	Sep 24, 2009	Dec 20, 2010	no	WALNUT CREEK, CA	Previous registration
OSAIC FA, INC.	Former SEC adviser	Dec 18, 2007	Sep 23, 2009	no	SAN RAMON, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	LPL FINANCIAL LLC	Aug 21, 2026	Aug 17, 2026	-4	Firm change	Ibd to ibd
SECURIAN FINANCIAL SERVICES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	May 31, 2023	May 31, 2023	0	Firm change	RIA to ibd
CETERA ADVISORS LLC	SECURIAN FINANCIAL SERVICES, INC.	Aug 2, 2016	Aug 8, 2016	6	Firm change	Other
FOOTHILL SECURITIES, INC.	CETERA ADVISORS LLC	Nov 1, 2013	Nov 5, 2013	4	Firm change	Other
ALAMO CAPITAL	FOOTHILL SECURITIES, INC.	Dec 20, 2010	Jan 10, 2011	21	Firm change	Other
OSAIC FA, INC.	ALAMO CAPITAL	Sep 23, 2009	Sep 24, 2009	1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
15296:149018:CA:2023-05-31	May 31, 2023	May 31, 2023	SAN RAMON, CA	Firm change

Relationships

Registered with (7)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 17, 2026 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
May 31, 2023 to Aug 21, 2026factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 8, 2016 to May 31, 2023factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Nov 5, 2013 to Aug 2, 2016factForm ADV
→ FOOTHILL SECURITIES, INC.Registered adviserregistration: previous registration
Jan 10, 2011 to Nov 1, 2013factForm ADV
→ ALAMO CAPITALRegistered adviserregistration: previous registration
Sep 24, 2009 to Dec 20, 2010factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Dec 18, 2007 to Sep 23, 2009factForm ADV

Dated events

Occurred
Aug 21, 2026
Advisor changed firm
Jeneen Sarah Slack left Raymond James Financial Services Advisors, Inc for Lpl Financial Llc (registered 2026-08-17)
Form ADVobserved 5 days ago
Occurred
May 31, 2023
Advisor changed firm
Jeneen Sarah Slack left Securian Financial Services, Inc. for Raymond James Financial Services Advisors, Inc (registered 2023-05-31)
Form ADVobserved 5 days ago