DFX Intelligence

G••••••• C•••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

G••••••• C•••• B•••••

Advisor at S••••• I••••••••• A•••••••• L••

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:1976e69e-05af-45b8-11fe-feb6a91f7aac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 2
Observed: Aug 1, 2003 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

G••••••• C•••• J• B•••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

G••••••• C•••• J• B•••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• I••••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• I••••••••• A•••••••• L••	Bd affiliated wealth	Oct 7, 2009	n/a	yes	ST. LOUIS, MO	Current employment
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Jun 29, 2005	n/a	yes	ST. LOUIS, MO	Current employment

Relationships

Registered with (2)

→ S••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Oct 7, 2009 to presentfactForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: current employment
Jun 29, 2005 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1976e69e-05af-45b8-11fe-feb6a91f7aac
First observed: Aug 1, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.