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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
DULUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Nov 22, 2013 | n/a | yes | DULUTH, MN | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 1, 2010 | Sep 27, 2011 | no | DULUTH, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Sep 27, 2011 | Nov 22, 2013 | 787 | Firm change after gap | Other |