DFX Intelligence
Data Factory
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Reading the graph
CRD 111151
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| GREENBERG, MATT, A | MANAGING DIRECTOR, PRESIDENT,CHIEF COMPLIANCE OFFICER, SECRETARY, AND TREASURER/SOLE SHAREHOLDER | E | yes | 03/2001 | Mar 9, 2012 | Jan 15, 2021 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2020 | Jan 15, 2021 | $156M | $156M | 4 | 4 | 0 | n/a | n/a |
| 2019 | Feb 11, 2020 | $186M | $186M | 5 | 4 | 0 | n/a | n/a |
| 2018 | Jan 30, 2019 | $159M | $159M | 5 | 4 | 0 | n/a | n/a |
| 2017 | Jan 31, 2018 | $191M | $191M | 5 | 4 | 0 | n/a | n/a |
| 2016 | Jan 18, 2017 | $165M | $165M | 4 | 3 | n/a | n/a | n/a |
| 2015 | Jan 29, 2016 | $162M | $162M | 4 | 3 | n/a | n/a | n/a |
| 2014 | Jan 27, 2015 | $185M | $185M | 4 | 3 | n/a | n/a | n/a |
| 2013 | Feb 3, 2014 | $167M | $167M | 2 | 1 | n/a | n/a | n/a |
| 2012 | Mar 6, 2013 | $131M | $131M | 1 | 1 | n/a | n/a | n/a |
| 2011 | Mar 9, 2012 | $114M | $114M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2020 | $156M | $186M | -16.3% | $191M | -6.6% | 4 | 5 | 0 | 0 |