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G•••• P••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

G•••• P••••••• L••

CRD 161816

NEW YORK, NY

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Search this name across graphsid dfx:ria:19846401-1f50-52c3-ccbb-3085951b7963

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 35
Dated events: 4
On other graphs: 2
Observed: Feb 16, 2012 to Apr 30, 2026
17 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

G•••• P••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

G•••• P••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $317MItem 5.F on the latest filing (2026-04-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $317M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31; showing 25 of 30

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G•••• F••• I••	Private Equity Fund	$133M	Mar 29, 2024	51	Mar 30, 2016	reported	021-253250
G•••• F••• I•	Private Equity Fund	$59.8M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• D•••••• R••••••	Member	C	yes	01/2018	Mar 29, 2018	Mar 29, 2024
F•••••••• J•••	Member	C	yes	01/2008	Feb 16, 2012

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Florida	NY	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$317M	$271M	17.2%	$278M	4.6%	7	8	0	1

Relationships

Advises (30)

→ G•••• C••••••••• V•••••• 1•Private fundPrivate Equity Fund, IA
Mar 30, 2017 to presentfactForm ADV
→ G•••• C••••••••• V•••••• 1•Private fundPrivate Equity Fund, IA
Mar 30, 2017 to presentfactForm ADV
→ G•••• F••• I••Private fundPrivate Equity Fund, IA
Mar 30, 2016 to presentfactForm ADV
→ G•••• C••••••••• V•••••• 1•

Dated events

Occurred
Mar 31, 2023
Regulatory AUM changed
G•••• P••••••• L•• reported RAUM $277.7M, down 43% from $485.6M (2022-03-31 to 2023-03-31)
Form ADVobserved 7 days ago
$-208M
Occurred
Mar 31, 2022
Regulatory AUM changed
G•••• P••••••• L•• reported RAUM $485.6M, up 47% from $330.1M (2021-03-31 to 2022-03-31)
Form ADVobserved 7 days ago
$156M
Occurred
Mar 31, 2021
Regulatory AUM changed
G•••• P••••••• L•• reported RAUM $330.1M, down 35% from $510.9M (2020-04-01 to 2021-03-31)
Form ADVobserved 7 days ago
$-181M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:19846401-1f50-52c3-ccbb-3085951b7963
First observed: Feb 16, 2012
Last observed: Apr 30, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.