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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

RAYMOND JOSEPH KELLY

Advisor at BANKERS LIFE ADVISORY SERVICES, INC.

Williamsport, PA | CHICAGO, IL

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Search this name across graphsid dfx:ria:1987a674-8d57-0deb-c2d4-616842fd9f5c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 9, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BANKERS LIFE ADVISORY SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 9, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 26, 2018
First registration: Apr 9, 2003
Dual registered: yes, broker-dealer
Other names: RAYMOND JOSEPH KELLY|RAYMOND J KELLEY|RAYMOND JOSEPH KELLY|RAY KELLY|raymond joseph kelly
IAPD individual key: 3186443

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BANKERS LIFE ADVISORY SERVICES, INC.	Bd affiliated wealth	Oct 31, 2018	n/a	yes	CHICAGO, IL\|Williamsport, PA	Current employment
ADVISORS CAPITAL MANAGEMENT, LLC	Independent wealth	Oct 13, 2015	Dec 22, 2015	no	Middletown, DE\|RIDGEWOOD, NJ	Previous registration
CURIAN CAPITAL, LLC	Former SEC adviser	Apr 4, 2013	Sep 15, 2015	no	DENVER, CO\|FRANKLIN, TN	Previous registration
BLACKROCK INVESTMENT MANAGEMENT, LLC	Asset manager	Sep 29, 2006	Jun 5, 2007	no	PLAINSBORO, NJ	Previous registration
MERRILL LYNCH INVESTMENT MANAGERS LP	n/a	Apr 9, 2003	Sep 29, 2006	no	PLAINSBORO, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVISORS CAPITAL MANAGEMENT, LLC	BANKERS LIFE ADVISORY SERVICES, INC.	Dec 22, 2015	Oct 31, 2018	1,044	Firm change after gap	Other
CURIAN CAPITAL, LLC	ADVISORS CAPITAL MANAGEMENT, LLC	Sep 15, 2015	Oct 13, 2015	28	Firm change	Other
BLACKROCK INVESTMENT MANAGEMENT, LLC	CURIAN CAPITAL, LLC	Jun 5, 2007	Apr 4, 2013	2,130	Firm change after gap	Other
MERRILL LYNCH INVESTMENT MANAGERS LP	BLACKROCK INVESTMENT MANAGEMENT, LLC	Sep 29, 2006	Sep 29, 2006	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
120270:112266:TN:2015-09-15	Sep 15, 2015	Oct 13, 2015	FRANKLIN, TN	Firm change

Relationships

Registered with (5)

→ BANKERS LIFE ADVISORY SERVICES, INC.Registered adviserregistration: current employment
Oct 31, 2018 to presentfactForm ADV
→ ADVISORS CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 13, 2015 to Dec 22, 2015factForm ADV
→ CURIAN CAPITAL, LLCRegistered adviserregistration: previous registration
Apr 4, 2013 to Sep 15, 2015factForm ADV
→ BLACKROCK INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 29, 2006 to Jun 5, 2007factForm ADV
→ MERRILL LYNCH INVESTMENT MANAGERS LPRegistered adviserregistration: previous registration
Apr 9, 2003 to Sep 29, 2006factForm ADV

Dated events

No dated event names this entity yet.