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Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
PADUCAH, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Oct 12, 2020 | n/a | yes | PADUCAH, KY | Current employment |
| STEGNER INVESTMENT ASSOCIATES INC | Mixed wealth | Jan 31, 2020 | Jul 21, 2020 | no | LOUISVILLE, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STEGNER INVESTMENT ASSOCIATES INC | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Jul 21, 2020 | Oct 12, 2020 | 83 | Firm change | Other |