DFX Intelligence

S•••••• L••• V••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

S•••••• L••• V••••••

Advisor at L•• E••••••••• L••

Fergus Falls, MN | FERGUS FALLS, MN

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Search this name across graphsid dfx:ria:19a32106-b6b7-91fd-8f67-19904ddbe84d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 24, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• E••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 21, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• E••••••••• L••	Bd affiliated wealth	Nov 14, 2024	n/a	yes	Fergus Falls, MN\|FERGUS FALLS, MN	Current employment
P•••• S••••••••• L••	No RAUM reported	May 2, 2023	Nov 14, 2024	no	ST. LOUIS PARK, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• S••••••••• L••	L•• E••••••••• L••	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
W•••• F•••• A•••••••	P•••• S••••••••• L••	May 10, 2023	May 2, 2023

Relationships

Registered with (5)

→ L•• E••••••••• L••Registered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
May 2, 2023 to Nov 14, 2024factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 5, 2015 to May 10, 2023factForm ADV
→ E••••• J••••

Dated events

Occurred
May 10, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:19a32106-b6b7-91fd-8f67-19904ddbe84d
First observed: Feb 24, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.