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B•••• P•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst26 years in industry

B•••• P•••••• M•••••

Advisor at P••••••• I••••••••• M•••••••••

MOUNTAIN VIEW, CA

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Search this name across graphsid dfx:ria:19af3611-5fa6-cf7b-9608-444d899748ce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 5, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• I••••••••• M•••••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 23derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• I••••••••• M•••••••••	State registered	Jan 22, 2003	n/a	yes	MOUNTAIN VIEW, CA	Current employment
M••••••• C•••••• M••••••••• L••	Independent wealth	Dec 5, 2000	Oct 1, 2012	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• C•••••• M••••••••• L••	P••••••• I••••••••• M•••••••••	Oct 1, 2012	Jan 22, 2003	-3,540	Firm change after gap	Other

Relationships

Registered with (2)

→ P••••••• I••••••••• M•••••••••Registered adviserregistration: current employment
Jan 22, 2003 to presentfactForm ADV
→ M••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 5, 2000 to Oct 1, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:19af3611-5fa6-cf7b-9608-444d899748ce
First observed: Dec 5, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.