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E•••• A•••• M••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

E•••• A•••• M••••••••• L•••

CRD 166707

NASSAU

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Search this name across graphsid dfx:ria:19af9eda-f08d-8aec-7786-84d19d88392f

Data as of Apr 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 21, 2013 to Apr 2, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $0Item 5.F on the latest filing (2026-04-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 6
Advisory employees: 3
Offices

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••• M•• F••• L•••	Securitized Asset Fund	$0	Jan 6, 2014	0	Feb 21, 2013	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••• E•••••••• M•••	Shareholder	D	yes	08/1992	Feb 21, 2013	Mar 20, 2024
E• H••••••• L•••	Shareholder	E	yes	02/2013	Mar 30, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••••• K•••••• • C••	n/a	n/a	n/a	N	yes	n/a
C••• S••••••••• L••••••	n/a	n/a	n/a	N	yes	n/a
C••••• F•••••••• A••••••• L••••••

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	$0	n/a	$0	n/a	6	6	0	0

Relationships

Controls (4)

← F•••••••• A••••••• R•••••OwnerSHAREHOLDER, ownership code C, individual
Feb 21, 2013 to Mar 20, 2024factForm ADV
← A••••••• E•••••••• M•••OwnerSHAREHOLDER, ownership code D, individual
Feb 21, 2013 to Mar 20, 2024factForm ADV
← K••••••• M••••••• T••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 23, 2018 to Mar 20, 2024factForm ADV
← E• H••••••• L•••OwnerSHAREHOLDER, ownership code E, foreign entity
Mar 30, 2020 to Mar 20, 2024fact

Dated events

Occurred
Feb 21, 2013
First Form ADV filing
C••• S••••••••• International Ltd. filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:19af9eda-f08d-8aec-7786-84d19d88392f
First observed: Feb 21, 2013
Last observed: Apr 2, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.