DFX Intelligence

J••••••• V••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

J••••••• V••••••••

Advisor at M••••• S••••••

New York, NY

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Search this name across graphsid dfx:ria:19b57dbc-3ac4-0143-d694-60b4c90d56ed

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 2, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Feb 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Jul 21, 2026	n/a	yes	New York, NY	Current employment
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Apr 3, 2024	Jul 13, 2026	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• M••••• I••••••••• S•••••••••	M••••• S••••••	Jul 13, 2026	Jul 21, 2026	8	Firm change	Other
M••••• S••••••	N••••••••• M••••• I••••••••• S•••••••••	Nov 27, 2023	Apr 3, 2024

Relationships

Registered with (2)

→ M••••• S••••••Registered adviserregistration: previous registration
Oct 2, 2023 to Nov 27, 2023factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Apr 3, 2024 to Jul 13, 2026factForm ADV

Dated events

Occurred
Jul 13, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 27, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:19b57dbc-3ac4-0143-d694-60b4c90d56ed
First observed: Oct 2, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.