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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

ANTHONY CHARLES MONTANARI

Advisor at PROSPERA FINANCIAL SERVICES, INC.

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:19b66a08-8d77-59d4-892a-ae109a7ceb75

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROSPERA FINANCIAL SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 10, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jul 10, 1998
First registration: Dec 31, 2001
Dual registered: yes, broker-dealer
Other names: ANTHONY CHARLES MONTANARI|TONY MONTANARI
IAPD individual key: 3089483

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PROSPERA FINANCIAL SERVICES, INC.	Bd affiliated wealth	Jul 16, 2012	n/a	yes	CHARLOTTE, NC	Current employment
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC	Former SEC adviser	Feb 9, 2009	Jul 16, 2012	no	MIAMI, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 24, 2003	Feb 19, 2009	no	CHARLOTTE, NC\|CHARLOTTE, NC	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Dec 31, 2001	Mar 7, 2003	no	DURHAM, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC	PROSPERA FINANCIAL SERVICES, INC.	Jul 16, 2012	Jul 16, 2012	0	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC	Feb 19, 2009	Feb 9, 2009	-10	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	CITIGROUP GLOBAL MARKETS INC.	Mar 7, 2003	Feb 24, 2003	-11	Firm change	Other

Relationships

Registered with (4)

→ PROSPERA FINANCIAL SERVICES, INC.Registered adviserregistration: current employment
Jul 16, 2012 to presentfactForm ADV
→ CAPITAL GUARDIAN WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 9, 2009 to Jul 16, 2012factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 24, 2003 to Feb 19, 2009factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Dec 31, 2001 to Mar 7, 2003factForm ADV

Dated events

No dated event names this entity yet.