DFX Intelligence

A••••• J••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor32 years in industry

A••••• J••••• F•••••

Advisor at S•••• I••••• S••••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:19b80118-0b6b-c420-b650-027ab489d929

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 22, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• I••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 28, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• I••••• S••••••••• L••	Independent wealth	Feb 13, 2018	n/a	yes	Walnut Creek, CA\|FORT LAUDERDALE, FL\|Concord, CA	Current employment
S••••• A•••• M•••••••• L••	n/a	Mar 22, 2017	Feb 26, 2018	no	San Ramon, CA\|NORTH LITTLE ROCK, AR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• A•••• M•••••••• L••	S•••• I••••• S••••••••• L••	Feb 26, 2018	Feb 13, 2018	-13	Firm change	Other

Relationships

Registered with (2)

→ S•••• I••••• S••••••••• L••Registered adviserregistration: current employment
Feb 13, 2018 to presentfactForm ADV
→ S••••• A•••• M•••••••• L••Registered adviserregistration: previous registration
Mar 22, 2017 to Feb 26, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:19b80118-0b6b-c420-b650-027ab489d929
First observed: Mar 22, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.