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Advisor at MORGAN STANLEY
West Conshohocken, PA | Chalfont, PA | Philadelphia, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Sep 4, 2020 | n/a | yes | Philadelphia, PA|West Conshohocken, PA|Chalfont, PA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 23, 2009 | Sep 15, 2020 | no | CONSHOHOCKEN, PA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jan 26, 2009 | no | WEST CONSHOHOCKEN, PA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Sep 22, 2006 | Apr 2, 2007 | no | WAYNE, PA|WEST CONSHOHOCKEN, PA|WEST CONSHOHOCKEN, PA|JENKINTOWN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Sep 15, 2020 | Sep 4, 2020 | -11 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY & CO. LLC | UBS FINANCIAL SERVICES INC. | Jan 26, 2009 | Jan 23, 2009 | -3 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:149777:PA:2020-09-15 | Sep 15, 2020 | Sep 4, 2020 | CONSHOHOCKEN, PA | Firm change |