DFX Intelligence

J•••• V•••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)28 years in industry

J•••• V•••••• B••••

Advisor at L•• F•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:19ce000a-6ce5-0f26-c5ba-13893ad10693

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 11, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 24, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 28, 2014	n/a	yes	WEST HARTFORD, CT\|WESTERLY, RI\|EAST LYME, CT	Current employment
N•••••••• W••••• P••••••• L••	Former SEC adviser	Aug 29, 2019	Feb 12, 2021	no	Old Saybrook, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••••• W••••• P••••••• L••	n/a	Feb 12, 2021	n/a	n/a	Departure no registered destination	Departure
D••• I••••••••• S•••••••	L•• F•••••••• L••	Feb 28, 2014	Feb 28, 2014	0

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 28, 2014 to presentfactForm ADV
→ N•••••••• W••••• P••••••• L••Registered adviserregistration: previous registration
Aug 29, 2019 to Feb 12, 2021factForm ADV
→ D••• I••••••••• S•••••••Registered adviserregistration: previous registration
Mar 11, 2011 to Feb 28, 2014factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:19ce000a-6ce5-0f26-c5ba-13893ad10693
First observed: Jun 11, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.