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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

Naomi Feldott

Advisor at EMPOWER ADVISORY GROUP, LLC

GREENWOOD VILLAGE, CO | Dubuque, IA

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Search this name across graphsid dfx:ria:19ceec35-6668-11f3-8f76-57dfe4b73ddc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 25, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMPOWER ADVISORY GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Jun 9, 2014
First registration: Jun 25, 2018
Dual registered: yes, broker-dealer
Other names: NAOMI JO HOPPENJAN|NAOMI FELDOTT|NAOMI JO FELDOTT
IAPD individual key: 6322169

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Apr 3, 2023	n/a	yes	GREENWOOD VILLAGE, CO\|Dubuque, IA	Current employment
PERSONAL CAPITAL ADVISORS CORPORATION	Former SEC adviser	Apr 23, 2021	Apr 3, 2023	no	Dubuque, IA\|GREENWOOD VILLAGE, CO	Previous registration
PRUDENTIAL SELECT STRATEGIES LLC	Institutional manager	Jun 2, 2019	Nov 28, 2020	no	Dubuque, IA	Previous registration
GLOBAL PORTFOLIO STRATEGIES, INC.	Former SEC adviser	Jun 25, 2018	Oct 1, 2021	no	Dubuque, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PERSONAL CAPITAL ADVISORS CORPORATION	EMPOWER ADVISORY GROUP, LLC	Apr 3, 2023	Apr 3, 2023	0	Bulk transfer	RIA to ibd
GLOBAL PORTFOLIO STRATEGIES, INC.	PRUDENTIAL SELECT STRATEGIES LLC	Oct 1, 2021	Jun 2, 2019	-852	Firm change after gap	Other
PRUDENTIAL SELECT STRATEGIES LLC	PERSONAL CAPITAL ADVISORS CORPORATION	Nov 28, 2020	Apr 23, 2021	146	Firm change	RIA to RIA

Relationships

Registered with (4)

→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: current employment
Apr 3, 2023 to presentfactForm ADV
→ PERSONAL CAPITAL ADVISORS CORPORATIONRegistered adviserregistration: previous registration
Apr 23, 2021 to Apr 3, 2023factForm ADV
→ GLOBAL PORTFOLIO STRATEGIES, INC.Registered adviserregistration: previous registration
Jun 25, 2018 to Oct 1, 2021factForm ADV
→ PRUDENTIAL SELECT STRATEGIES LLCRegistered adviserregistration: previous registration
Jun 2, 2019 to Nov 28, 2020factForm ADV

Dated events

No dated event names this entity yet.