E•••• Y••••

Advisor at C••• L••

OMAHA, NE | Littleton, CO

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Search this name across graphsid dfx:ria:19d18fff-828b-b20d-3f58-9a65b00d5200

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 15, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• L••	Bd affiliated wealth	Jun 9, 2025	n/a	yes	Littleton, CO\|OMAHA, NE	Current employment
W•••••• • A••••••••• L••	Former SEC adviser	Aug 15, 2019	Sep 12, 2025	no	LITTLETON, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • A••••••••• L••	C••• L••	Sep 12, 2025	Jun 9, 2025	-95	Firm change after gap	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
153454:155344:CO:2025-09-12	Sep 12, 2025	Jun 9, 2025	LITTLETON, CO	Firm change after gap

Relationships

Registered with (2)

→ C••• L••Registered adviserregistration: current employment
Jun 9, 2025 to presentfactForm ADV
→ W•••••• • A••••••••• L••Registered adviserregistration: previous registration
Aug 15, 2019 to Sep 12, 2025factForm ADV

Dated events

Occurred
Sep 12, 2025
Advisor changed firm
E•••• Y•••• left W•••••• • A••••••••• L•• for C••• L•• (registered 2025-06-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:19d18fff-828b-b20d-3f58-9a65b00d5200
First observed: Aug 15, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.