DFX Intelligence

J•••••• S•••••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor11 years in industry

J•••••• S•••••• R••••••

Advisor at A•••• F•••••••• P•••••••• L••

WINTER PARK, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:19d42cbd-1366-6838-db45-617ef61975c6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 2, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• F•••••••• P•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• F•••••••• P•••••••• L••	Mixed wealth	Jan 29, 2025	n/a	yes	WINTER PARK, FL	Current employment
L•••• A••••••• S••••••• I•••	Former SEC adviser	Jul 10, 2017	Sep 28, 2020	no	WINDERMERE, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••• A••••••• S••••••• I•••	A•••• F•••••••• P•••••••• L••	Sep 28, 2020	Jan 29, 2025	1,584	Firm change after gap	Other
O•••••••••	L•••• A••••••• S••••••• I•••	Apr 13, 2017	Jul 10, 2017

Relationships

Registered with (3)

→ A•••• F•••••••• P•••••••• L••Registered adviserregistration: current employment
Jan 29, 2025 to presentfactForm ADV
→ L•••• A••••••• S••••••• I•••Registered adviserregistration: previous registration
Jul 10, 2017 to Sep 28, 2020factForm ADV
→ O•••••••••Registered adviserregistration: previous registration
Nov 2, 2016 to Apr 13, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:19d42cbd-1366-6838-db45-617ef61975c6
First observed: Nov 2, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.