This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

OPPENHEIMER & CO. INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 30, 2004earliest registration or exam on IAPD

Years in industry

22derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Chartered Financial Analyst

Exams

S63|S65

First exam

Mar 30, 2004

First registration

Aug 9, 2013

Dual registered

yes, broker-dealer

Other names

Wayne Zhong|WEIPENG ZHONG

IAPD individual key

4721315

• Occurred

  Sep 10, 2022
  Advisor changed firm

  Wayne Zhong left J.P. Morgan Securities Llc for Oppenheimer & Co. Inc. (registered 2022-09-13)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:19d75b6c-27ec-fb6e-57a1-61607adccda7

First observed

Aug 9, 2013

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.