DFX Intelligence

N••••• I••••••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

N••••• I••••••••• M•••••••••

N••••• I••••••••• M•••••••••, LLC, CRD 343784

CINCINNATI, OH

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Search this name across graphsid dfx:ria:19ead5bb-031f-3e32-f4da-ab1343276134

Data as of Jul 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jul 31, 2026 to Jul 31, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=2.0
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• B•••••• V••••••	INVESTMENT LEAD	Na	yes	07/2026	Jul 31, 2026	Jul 31, 2026
B••••••• T••••••• J•••	CHIEF EXECUTIVE OFFICER	Na	yes	07/2026	Jul 31, 2026	Jul 31, 2026

Relationships

Controls (4)

← B••••••• T••••••• J•••OwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Jul 31, 2026 to presentfactForm ADV
← N••••• A•••• M••••••••• L••OwnerMEMBER, ownership code E, domestic entity
Jul 31, 2026 to presentfactForm ADV
← L••••• L••••• A••••••OwnerCHIEF OPERATIONS OFFICER, ownership code NA, individual
Jul 31, 2026 to presentfactForm ADV
← B••••• B•••••• V••••••OwnerINVESTMENT LEAD, ownership code NA, individual
Jul 31, 2026 to presentfact

Dated events

Occurred
Jul 31, 2026
Advisor owns new adviser
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 31, 2026
Advisor owns new adviser
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:19ead5bb-031f-3e32-f4da-ab1343276134
First observed: Jul 31, 2026
Last observed: Jul 31, 2026 54 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.