DFX Intelligence

T•••••• A••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

T•••••• A••• T••••••

Advisor at I••••••••• W••••• C••••••• L••

CORAL GABLES, FL | Miami, FL

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Search this name across graphsid dfx:ria:1a06b990-82c1-22ab-800d-195601c1bb76

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 11, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 11, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• C••••••• L••	Independent wealth	Jan 29, 2019	n/a	yes	CORAL GABLES, FL\|Miami, FL	Current employment
O•••• F•• I•••	Former SEC adviser	Mar 8, 2016	Aug 7, 2017	no	BOCA RATON, FL\|Deerfield Beach, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• F•• I•••	I••••••••• W••••• C••••••• L••	Aug 7, 2017	Jan 29, 2019	540	FIRM_C•••••_AFTER_GAP	Other
S•• C••••• C•••••• A•••••••• L••	O•••• F•• I•••	Feb 6, 2015	Mar 8, 2016

Relationships

Registered with (5)

→ I••••••••• W••••• C••••••• L••Registered adviserregistration: current employment
Jan 29, 2019 to presentfactForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Mar 8, 2016 to Aug 7, 2017factForm ADV
→ S•• C••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 12, 2014 to Feb 6, 2015factForm ADV
→ M•• F•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a06b990-82c1-22ab-800d-195601c1bb76
First observed: Sep 11, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.