DFX Intelligence

M••• T••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

M••• T••••• H••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

CAMERON, MO

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Search this name across graphsid dfx:ria:1a0f87fd-7999-7af0-b587-12a0b96cc268

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 29, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 27, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Sep 19, 2016	n/a	yes	CAMERON, MO	Current employment
E••••• J••••	National bd RIA	May 13, 2016	Jun 23, 2016	no	GALLATIN, MO\|ST LOUIS, MO\|CAMERON, MO\|GALLATIN, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jun 23, 2016	Sep 19, 2016	88	Firm change	Other
B•• F•••••••• M••••••••• C••	E••••• J••••	Jan 19, 2016	May 13, 2016

Relationships

Registered with (4)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Sep 19, 2016 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
May 13, 2016 to Jun 23, 2016factForm ADV
→ B•• F•••••••• M••••••••• C••Registered adviserregistration: previous registration
May 1, 2014 to Jan 19, 2016factForm ADV
→ N•••••• F•••••••• G••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a0f87fd-7999-7af0-b587-12a0b96cc268
First observed: Jul 29, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.