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J•••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)44 years in industry

J•••••• S•••••••

Advisor at L•• F•••••••• L••

HOLLYWOOD, FL | BOCA RATON, FL

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Search this name across graphsid dfx:ria:1a128a05-02fc-1666-6e67-7bb1e73b57de

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 26, 1993 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Dec 7, 2020	n/a	yes	HOLLYWOOD, FL\|BOCA RATON, FL	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Jun 20, 2016	Dec 19, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	L•• F•••••••• L••	Dec 19, 2020	Dec 7, 2020	-12	Firm change	Ibd to ibd
N•• A•••••• S•••••••• L••	E•••••••• A•••••••• L••	Sep 22, 2016

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
283330:6413:FL:2020-12-09	Dec 19, 2020	Dec 7, 2020	HOLLYWOOD, FL	Firm change

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Dec 7, 2020 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 20, 2016 to Dec 19, 2020factForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 24, 1997 to Sep 22, 2016factForm ADV
→ E•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a128a05-02fc-1666-6e67-7bb1e73b57de
First observed: Feb 26, 1993
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.