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P•••••• L•••••• Z•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

P•••••• L•••••• Z•••••

Advisor at F••••• C••• L••

DALLAS, TX

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Search this name across graphsid dfx:ria:1a17914e-0e11-b2fc-ea97-69459090e67c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 14, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• C••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• C••• L••	State registered	Jun 26, 2017	n/a	yes	DALLAS, TX	Current employment
O••••• I••••••••• A••••••• L••	Independent wealth	Dec 14, 2021	Mar 10, 2023	no	SARASOTA, FL\|Dallas, TX

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O••••• I••••••••• A••••••• L••	n/a	Mar 10, 2023	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ F••••• C••• L••Registered adviserregistration: current employment
Jun 26, 2017 to presentfactForm ADV
→ O••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Dec 14, 2021 to Mar 10, 2023factForm ADV

Dated events

Occurred
Mar 10, 2023
Advisor departed, no destination yet
P•••••• L•••••• Z••••• no longer registered at O••••• I••••••••• A••••••• L••; no later IA registration on IAPD
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a17914e-0e11-b2fc-ea97-69459090e67c
First observed: Dec 14, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.