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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

THE HARVEST GROUP

THE HARVEST GROUP WEALTH MANAGEMENT, LLC, CRD 283572

WALTHAM, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1a1eb8c2-3687-9d0b-c4a0-100c95ca7e22

Data as of Apr 26, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 8
On other graphs: 0
Observed: Aug 26, 2016 to Apr 26, 2023
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $186MItem 5.F on the latest filing (2023-04-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $186M
Private client RAUM: $184MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 649
Individual clients: 206
High net worth clients: 69
Custody, client assets: $117M
SEC number: 801-108343
CRD: 283572
Filings on the tape: 25
First filed: Aug 26, 2016
Latest filed: Apr 26, 2023
Organised: Limited Liability Company, Massachusetts

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AMBROSI, ROBERTA	CHIEF COMPLIANCE OFFICER	Na	yes	09/2016	Sep 30, 2016	Apr 26, 2023
INGWERSEN, LAURIE, ELLEN	MANAGING MEMBER	C	yes	09/2016	Sep 30, 2016	Apr 26, 2023
INGWERSEN, ROGER, HENRY	MANAGING MEMBER	D	yes	09/2016	Sep 30, 2016	Apr 26, 2023

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 31, 2023	$186M	$186M	7	4	1	n/a	n/a
2021	Mar 17, 2022	$244M	$244M	7	4	0	n/a	n/a
2020	Mar 16, 2021	$218M	$186M	6	4	0	n/a	n/a
2019	Mar 14, 2020	$147M	$147M	7	4	0	n/a	n/a
2018	Mar 27, 2019	$333M	$265M	11	5	1	n/a	n/a
2017	Mar 23, 2018	$323M	$299M	11	5	1	n/a	n/a
2016	Mar 2, 2017	$217M	$194M	6	4	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$186M	$244M	-23.9%	$147M	8.2%	7	7	1	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ALLWORTH FINANCIAL, L.P.	2	Aug 10, 2023	Aug 1, 2023	WALTHAM, MA	Team lift out	RIA to ibd	66.7%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
UBS FINANCIAL SERVICES INC.	2	Oct 11, 2016	Oct 4, 2016	WELLESLEY, MA	Team lift out	Wirehouse to new firm	0.0%

Relationships

Controls (3)

← AMBROSI, ROBERTAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 30, 2016 to presentfactForm ADV
← INGWERSEN, ROGER, HENRYOwnerMANAGING MEMBER, ownership code D, individual
Sep 30, 2016 to presentfactForm ADV
← INGWERSEN, LAURIE, ELLENOwnerMANAGING MEMBER, ownership code C, individual
Sep 30, 2016 to presentfactForm ADV

Registered with (5)

← ROGER HENRY INGWERSENAdvisorregistration: previous registration
Oct 4, 2016 to Aug 10, 2023factForm ADV
← LAURIE ELLEN INGWERSENAdvisorregistration: previous registration
Oct 4, 2016 to Aug 10, 2023factForm ADV
← Timothy MazanecAdvisorregistration: previous registration
Oct 2, 2019 to Aug 10, 2023factForm ADV
← THOMAS BARTOLOMEOAdvisorregistration: previous registration
Oct 24, 2017 to Jun 11, 2019factForm ADV
← TODD MICHAEL INGWERSENAdvisorregistration: previous registration
Oct 4, 2016 to Jun 11, 2019factForm ADV

Moved with (2)

→ ALLWORTH FINANCIAL, L.P.Registered adviser2 advisors, team lift out, same day
Aug 10, 2023 to Aug 1, 2023factForm ADV
← UBS FINANCIAL SERVICES INC.Registered adviser2 advisors, team lift out, same day
Oct 11, 2016 to Oct 4, 2016factForm ADV

Dated events

Occurred
Aug 10, 2023
Team lift-out
2 advisors left The Harvest Group (Waltham, MA) for Allworth Financial, L.P. on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Aug 10, 2023
Advisor changed firm
Roger Henry Ingwersen left The Harvest Group for Allworth Financial, L.P. (registered 2024-10-09)
Form ADVobserved 5 days ago
Occurred
Aug 10, 2023
Advisor changed firm
Laurie Ellen Ingwersen left The Harvest Group for Allworth Financial, L.P. (registered 2023-08-01)
Form ADVobserved 5 days ago
Occurred
Aug 10, 2023
Advisor changed firm
Timothy Mazanec left The Harvest Group for Allworth Financial, L.P. (registered 2023-07-05)
Form ADVobserved 5 days ago
Occurred
Jun 17, 2020
Succession filed (Item 4)
The Harvest Group reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 5 days ago
Occurred
Mar 14, 2020
Regulatory AUM changed
The Harvest Group reported RAUM $146.6M, down 56% from $332.9M (2019-11-07 to 2020-03-14)
Form ADVobserved 5 days ago
$-186M
Occurred
Jun 11, 2019
Control person left
Michael Todd Ingwersen (Managing Member) no longer on Schedule A of The Harvest Group (listed 2019-03-27, absent 2019-06-11)
Form ADVobserved 5 days ago
Occurred
Aug 26, 2016
First Form ADV filing
Layla Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a1eb8c2-3687-9d0b-c4a0-100c95ca7e22
First observed: Aug 26, 2016
Last observed: Apr 26, 2023 41 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THE HARVEST GROUP

THE HARVEST GROUP WEALTH MANAGEMENT, LLC, CRD 283572

WALTHAM, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1a1eb8c2-3687-9d0b-c4a0-100c95ca7e22

Data as of Apr 26, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:34 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AMBROSI, ROBERTA

CHIEF COMPLIANCE OFFICER

yes

09/2016

Sep 30, 2016

Apr 26, 2023

INGWERSEN, LAURIE, ELLEN

MANAGING MEMBER

yes

09/2016

Sep 30, 2016

Apr 26, 2023

INGWERSEN, ROGER, HENRY

MANAGING MEMBER

yes

09/2016

Sep 30, 2016

Apr 26, 2023

City

State

Country

Employees

Also broker-dealer

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 31, 2023

$186M

n/a

2021

Mar 17, 2022

$244M

n/a

2020

Mar 16, 2021

$218M

$186M

n/a

2019

Mar 14, 2020

$147M

n/a

2018

Mar 27, 2019

$333M

$265M

n/a

2017

Mar 23, 2018

$323M

$299M

n/a

2016

Mar 2, 2017

$217M

$194M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$186M

$244M

-23.9%

$147M

8.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ALLWORTH FINANCIAL, L.P.

Aug 10, 2023

Aug 1, 2023

WALTHAM, MA

Team lift out

RIA to ibd

66.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

UBS FINANCIAL SERVICES INC.

Oct 11, 2016

Oct 4, 2016

WELLESLEY, MA

Team lift out

Wirehouse to new firm

0.0%