DFX Intelligence

W•••••• E••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

W•••••• E••• S••••••

Advisor at C•••••••

ALLENTOWN, PA

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Search this name across graphsid dfx:ria:1a20b5be-a4ca-7fc2-b1d3-d2eb10d169d4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 17, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jul 10, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Sep 16, 2015	n/a	yes	ALLENTOWN, PA	Current employment
M•• S•••••••••	Former SEC adviser	Oct 17, 2002	Dec 23, 2015	no	BETHLEHEM, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• S•••••••••	C•••••••	Dec 23, 2015	Sep 16, 2015	-98	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
109437:175112:PA:2015-12-23	Dec 23, 2015	Sep 16, 2015	BETHLEHEM, PA	Firm change after gap

Relationships

Registered with (2)

→ C•••••••Registered adviserregistration: current employment
Sep 16, 2015 to presentfactForm ADV
→ M•• S•••••••••Registered adviserregistration: previous registration
Oct 17, 2002 to Dec 23, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a20b5be-a4ca-7fc2-b1d3-d2eb10d169d4
First observed: Oct 17, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.