DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

DAVID ALLEN CORNELL

Advisor at CHARLES SCHWAB & CO., INC.

Oklahoma City, OK | Tulsa, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1a258ef3-0462-4b58-2b13-9059512dbd3e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 25, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Dec 29, 2017
First registration: Apr 25, 2019
Dual registered: yes, broker-dealer
Other names: DAVID ALLEN CORNELL|DAVID ALLEN CORNELL|DAVID ALLEN CORNELL|DAVID ALLEN CORNELL JR
IAPD individual key: 6820400

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Sep 3, 2025	n/a	yes	Tulsa, OK\|Oklahoma City, OK	Current employment
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Jul 8, 2021	Sep 3, 2025	no	Westlake, TX	Previous registration
FISHER INVESTMENTS	Independent wealth	Mar 18, 2020	Aug 27, 2020	no	PLANO, TX\|PLANO, TX	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Apr 25, 2019	Mar 16, 2020	no	Westlake, TX\|Fort Worth, TX\|Fort Worth, TX\|Westlake, TX\|Westlake, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SCHWAB WEALTH ADVISORY, INC.	CHARLES SCHWAB & CO., INC.	Sep 3, 2025	Sep 3, 2025	0	Channel change	Other
FISHER INVESTMENTS	SCHWAB WEALTH ADVISORY, INC.	Aug 27, 2020	Jul 8, 2021	315	Firm change	Other
CHARLES SCHWAB & CO., INC.	FISHER INVESTMENTS	Mar 16, 2020	Mar 18, 2020	2	Firm change	Ibd to RIA

Relationships

Registered with (3)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Apr 25, 2019 to Mar 16, 2020factForm ADV
→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: previous registration
Jul 8, 2021 to Sep 3, 2025factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Mar 18, 2020 to Aug 27, 2020factForm ADV

Dated events

No dated event names this entity yet.