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Reading the graph
Advisor at MORGAN STANLEY
Irvine, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Aug 30, 2019 | n/a | yes | Irvine, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | May 26, 2009 | Sep 4, 2019 | no | NEWPORT BEACH, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 18, 2004 | Jun 4, 2009 | no | SEAL BEACH, CA|LONG BEACH, CA|BEVERLY HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | MORGAN STANLEY | Sep 4, 2019 | Aug 30, 2019 | -5 | Firm change | Wirehouse to wirehouse |
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Jun 4, 2009 | May 26, 2009 | -9 | Firm change | Wirehouse to wirehouse |