DFX Intelligence

K••••••• J••• F•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

K••••••• J••• F•••••••••

Advisor at D•••••• W••••• P•••••••• L••

Pepper Pike, OH | CINCINNATI, OH

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Search this name across graphsid dfx:ria:1a3365f7-0e01-8f72-d626-76b26da02125

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 20, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 5, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••• W••••• P•••••••• L••	Independent wealth	May 5, 2023	n/a	yes	CINCINNATI, OH\|Pepper Pike, OH	Current employment
W•••• F•••• A•••••••	Wirehouse	Jul 1, 2003	May 15, 2023	no	PEPPER PIKE, OH\|PEPPER PIKE, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	D•••••• W••••• P•••••••• L••	May 15, 2023	May 5, 2023	-10	Firm change	Wirehouse to RIA
P••••••••• E••••• G••••• L••	W•••• F•••• A•••••••	Jul 1, 2003	Jul 1, 2003

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:320878:OH:2023-05-15	May 15, 2023	May 5, 2023	PEPPER PIKE, OH	Firm change

Relationships

Registered with (3)

→ D•••••• W••••• P•••••••• L••Registered adviserregistration: current employment
May 5, 2023 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 1, 2003 to May 15, 2023factForm ADV
→ P••••••••• E••••• G••••• L••Registered adviserregistration: previous registration
Feb 20, 2003 to Jul 1, 2003factForm ADV

Dated events

Occurred
May 15, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a3365f7-0e01-8f72-d626-76b26da02125
First observed: Feb 20, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.