DFX Intelligence

F•••• G••••• J•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst44 years in industry

F•••• G••••• J•••••

Advisor at L••• O•• P•••••• W•••••• L••

Rocky Mount, NC | WILMINGTON, NC

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Search this name across graphsid dfx:ria:1a3ecf42-105f-94a1-c5f7-043271709d20

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 11, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••• O•• P•••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 2, 1981earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••• O•• P•••••• W•••••• L••	Independent wealth	May 13, 2020	n/a	yes	Rocky Mount, NC\|WILMINGTON, NC	Current employment
J••••• A•••• M••••••••• L••	Former SEC adviser	Feb 11, 2004	Apr 30, 2020	no	ROCKY MOUNT, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••••• A•••• M••••••••• L••	L••• O•• P•••••• W•••••• L••	Apr 30, 2020	May 13, 2020	13	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
113600:297904:NC:2020-04-30	Apr 30, 2020	May 13, 2020	ROCKY MOUNT, NC	Firm change

Relationships

Registered with (2)

→ L••• O•• P•••••• W•••••• L••Registered adviserregistration: current employment
May 13, 2020 to presentfactForm ADV
→ J••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Feb 11, 2004 to Apr 30, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a3ecf42-105f-94a1-c5f7-043271709d20
First observed: Feb 11, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.