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Advisor at UBS FINANCIAL SERVICES INC.
El Segundo, CA | Los Angeles, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 3, 2009 | n/a | yes | El Segundo, CA|Los Angeles, CA | Current employment |
| MORGAN STANLEY & CO. LLC | n/a | Sep 24, 2008 | Jan 20, 2009 | no | BEVERLY HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY & CO. LLC | UBS FINANCIAL SERVICES INC. | Jan 20, 2009 | Feb 3, 2009 | 14 | Bulk transfer | Other |