L•••• A•• D•••

Advisor at P•••••• F•••••••• S••••••••• I•••

SALINA, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1a457dc1-6f24-aa68-8956-7db65ec17bed

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 5
On other graphs: 0
Observed: Oct 12, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• F•••••••• S••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• F•••••••• S••••••••• I•••	Independent wealth	Mar 13, 2026	n/a	yes	SALINA, KS	Current employment
O•• F•••••••• S•••••••• I•••	Independent wealth	Aug 18, 2025	Mar 13, 2026	no	TOPEKA, KS\|SALINA, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•• F•••••••• S•••••••• I•••	P•••••• F•••••••• S••••••••• I•••	Mar 13, 2026	Mar 13, 2026	0	Firm change	RIA to new firm
J••• M••••• S••••••••• L••	O•• F•••••••• S•••••••• I•••	Feb 11, 2025	Aug 18, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
23940:340594:KS:2026-03-13	Mar 13, 2026	Mar 13, 2026	SALINA, KS	Firm change

Relationships

Registered with (6)

→ P•••••• F•••••••• S••••••••• I•••Registered adviserregistration: current employment
Mar 13, 2026 to presentfactForm ADV
→ O•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 18, 2025 to Mar 13, 2026factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Sep 19, 2023 to Feb 11, 2025factForm ADV
→ S•••••••• A•••••••• L••

Dated events

Occurred
Mar 13, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 11, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 9, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 11, 2023
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a457dc1-6f24-aa68-8956-7db65ec17bed
First observed: Oct 12, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.