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Advisor at DAKOTA WEALTH, LLC
PALM BEACH GARDENS, FL | MANCHESTER, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DAKOTA WEALTH, LLC | Independent wealth | Oct 10, 2018 | n/a | yes | PALM BEACH GARDENS, FL|MANCHESTER, MA | Current employment |
| DAKOTA WEALTH, LLC | Former SEC adviser | Apr 2, 2007 | Mar 25, 2019 | no | PALM BEACH GARDENS, FL|Peabody, MA | Previous registration |
| HUGH JOHNSON ADVISORS LLC | Former SEC adviser | Mar 21, 2005 | Feb 26, 2007 | no | ALBANY, NY|MANCHESTER, MA | Previous registration |
| FA ASSET MANAGEMENT INC. | n/a | Feb 26, 2003 | Feb 9, 2005 | no | ALBANY, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DAKOTA WEALTH, LLC | DAKOTA WEALTH, LLC | Mar 25, 2019 | Oct 10, 2018 | -166 | Channel change | RIA to RIA |
| HUGH JOHNSON ADVISORS LLC | DAKOTA WEALTH, LLC | Feb 26, 2007 | Apr 2, 2007 | 35 | Firm change | Other |
| FA ASSET MANAGEMENT INC. | HUGH JOHNSON ADVISORS LLC | Feb 9, 2005 | Mar 21, 2005 | 40 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 141137:297987:MA:2019-03-25 | Mar 25, 2019 | Oct 10, 2018 | PEABODY, MA | Firm change after gap |