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Advisor at THRIVENT INVESTMENT MANAGEMENT INC.
Neenah, WI | APPLETON, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Nov 9, 2015 | n/a | yes | APPLETON, WI|Neenah, WI | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Oct 29, 2015 | no | NEENAH, WI|DULUTH, MN | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Mar 4, 2009 | Jan 3, 2011 | no | NEENAH, WI|NEENAH, WI|MILWAUKEE, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | THRIVENT INVESTMENT MANAGEMENT INC. | Oct 29, 2015 | Nov 9, 2015 | 11 | Firm change | Other |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |