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CRD 153202
GEORGE TOWN, GRAND CAYMAN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DEAN, JOHN, (NMN) | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER | E | yes | 12/2006 | Apr 10, 2012 | Apr 17, 2024 |
| TAYLOR, IAN, ROSS | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | Na | no | 11/2015 | Apr 1, 2016 | Apr 17, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 | Feb 6, 2024 | $0 | $0 | 2 | 2 | 0 | n/a | n/a |
| 2022 | May 1, 2023 | $1.0M | $1.0M | 2 | 2 | 0 | n/a | n/a |
| 2021 | May 5, 2022 | n/a | n/a | 2 | 2 | 0 | n/a | n/a |
| 2020 | Mar 31, 2021 | n/a | n/a | 5 | 2 | 0 | n/a | n/a |
| 2019 | Mar 20, 2020 | n/a | n/a | 5 | 2 | 0 | n/a | n/a |
| 2018 | Mar 21, 2019 | n/a | n/a | 5 | 2 | 0 | n/a | n/a |
| 2017 | Apr 26, 2018 | n/a | n/a | 5 | 2 | 0 | n/a | n/a |
| 2016 | Mar 30, 2017 | n/a | n/a | 5 | 2 | n/a | n/a | n/a |
| 2015 | Apr 1, 2016 | n/a | n/a | 7 | 6 | n/a | n/a | n/a |
| 2014 | Mar 20, 2015 | n/a | n/a | 7 | 6 | n/a | n/a | n/a |
| 2013 | Mar 28, 2014 | n/a | n/a | 8 | 6 | n/a | n/a | n/a |
| 2012 | Apr 1, 2013 | n/a | n/a | 9 | 3 | n/a | n/a | n/a |
| 2011 | Apr 10, 2012 | $2.7B | $700M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $0 | $1.0M | -100.0% | n/a | n/a | 2 | 2 | 0 | 0 |