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Advisor at MIDWEST CAPITAL ADVISORS, LLC
GRAND RAPIDS, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MIDWEST CAPITAL ADVISORS, LLC | Mixed wealth | Feb 28, 2023 | n/a | yes | GRAND RAPIDS, MI | Current employment |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Sep 8, 2022 | Feb 21, 2023 | no | GRAND RAPIDS, MI | Previous registration |
| CWM, LLC | Bd affiliated wealth | Aug 26, 2022 | Jan 24, 2023 | no | Grand Rapids, MI|OMAHA, NE | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Oct 2, 2019 | Aug 29, 2022 | no | Grand Rapids, MI|GRAND RAPIDS, MI | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Aug 8, 2018 | Sep 27, 2019 | no | GRAND RAPIDS, MI|GRAND RAPIDS, MI | Previous registration |
| EDWARD JONES | National bd RIA | Oct 7, 2016 | Aug 2, 2018 | no | Wyoming, MI|ST LOUIS, MO|Grand Rapids, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISOR NETWORKS LLC | MIDWEST CAPITAL ADVISORS, LLC | Feb 21, 2023 | Feb 28, 2023 | 7 | Firm change | Other |
| CWM, LLC | CETERA ADVISOR NETWORKS LLC | Jan 24, 2023 | Sep 8, 2022 | -138 | Firm change after gap | Ibd to ibd |
| PRINCIPAL SECURITIES, INC. | CWM, LLC | Aug 29, 2022 | Aug 26, 2022 | -3 | Firm change | Ibd to ibd |
| EQUITABLE ADVISORS, LLC | PRINCIPAL SECURITIES, INC. | Sep 27, 2019 | Oct 2, 2019 | 5 | Firm change | Ibd to ibd |
| EDWARD JONES | EQUITABLE ADVISORS, LLC | Aug 2, 2018 | Aug 8, 2018 | 6 | Firm change | Ibd to ibd |