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RIA / WealthAdvisor16 years in industry

EMILE PAUL DUFRENE

Advisor at FOUNDATIONS INVESTMENT ADVISORS LLC

The Woodlands, TX | PHOENIX, AZ

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Search this name across graphsid dfx:ria:1a5f9b08-7de0-c1a9-b9cc-00f17fa85d43

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 13, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOUNDATIONS INVESTMENT ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jun 1, 2010
First registration: Aug 13, 2010
Dual registered: no
Other names: EMILE PAUL III DUFRENE|EMILE PAUL DUFRENE|EMILE PAUL DUFRENE|E. PAUL DUFRENE|PAUL DUFRENE
IAPD individual key: 1986664

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOUNDATIONS INVESTMENT ADVISORS LLC	Independent wealth	Jun 20, 2025	n/a	yes	The Woodlands, TX\|PHOENIX, AZ	Current employment
SIMPLICITY WEALTH	Mixed wealth	Feb 13, 2025	Jun 16, 2025	no	SUMMIT, NJ\|The Woodlands, TX	Previous registration
LIFEPRO ASSET MANAGEMENT	Former SEC adviser	Nov 16, 2020	Feb 14, 2025	no	SAN DIEGO, CA\|The Woodlands, TX	Previous registration
USA WEALTH MANAGEMENT LLC	Former SEC adviser	Aug 13, 2010	Dec 31, 2011	no	NEW ORLEANS, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SIMPLICITY WEALTH	FOUNDATIONS INVESTMENT ADVISORS LLC	Jun 16, 2025	Jun 20, 2025	4	Firm change	RIA to RIA
LIFEPRO ASSET MANAGEMENT	SIMPLICITY WEALTH	Feb 14, 2025	Feb 13, 2025	-1	Bulk transfer	Other
USA WEALTH MANAGEMENT LLC	LIFEPRO ASSET MANAGEMENT	Dec 31, 2011	Nov 16, 2020	3,243	Firm change after gap	Other

Relationships

Registered with (4)

→ FOUNDATIONS INVESTMENT ADVISORS LLCRegistered adviserregistration: current employment
Jun 20, 2025 to presentfactForm ADV
→ SIMPLICITY WEALTHRegistered adviserregistration: previous registration
Feb 13, 2025 to Jun 16, 2025factForm ADV
→ LIFEPRO ASSET MANAGEMENTRegistered adviserregistration: previous registration
Nov 16, 2020 to Feb 14, 2025factForm ADV
→ USA WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Aug 13, 2010 to Dec 31, 2011factForm ADV

Dated events

Occurred
Jun 16, 2025
Advisor changed firm
Emile Paul Dufrene left Simplicity Wealth for Foundations Investment Advisors Llc (registered 2025-06-20)
Form ADVobserved 5 days ago