DFX Intelligence

R••• K••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant19 years in industry

R••• K••• T•••••••

Advisor at B••• W••••• M••••••••• L••

SACRAMENTO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1a6143c1-0e25-781e-69cb-6663299e558d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 26, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••• W••••• M••••••••• L••	Independent wealth	May 11, 2018	n/a	yes	SACRAMENTO, CA	Current employment
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Jan 26, 2010	May 17, 2018	no	SACRAMENTO, CA\|Sacramento, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• M••••• I••••••••• S•••••••••	B••• W••••• M••••••••• L••	May 17, 2018	May 11, 2018	-6	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
2881:293990:CA:2018-05-17	May 17, 2018	May 11, 2018	SACRAMENTO, CA	Firm change

Relationships

Registered with (2)

→ B••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 11, 2018 to presentfactForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Jan 26, 2010 to May 17, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a6143c1-0e25-781e-69cb-6663299e558d
First observed: Jan 26, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.