DFX Intelligence

G••••• L•••• U•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

G••••• L•••• U•••••

Advisor at K••••• P•••••• W••••• S•••••••• L••

Ponte Vedra Beach, FL | AUSTIN, TX

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Search this name across graphsid dfx:ria:1a6b640b-4f1d-d230-871b-c5c5c67d81e3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Nov 6, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• P•••••• W••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 6, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• P•••••• W••••• S•••••••• L••	Bd affiliated wealth	Oct 20, 2023	n/a	yes	Ponte Vedra Beach, FL\|Ponte Vedra Beach, FL\|AUSTIN, TX	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Dec 22, 2022	Apr 19, 2024	no	Ponte Vedra Beach, FL\|AUSTIN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	K••••• P•••••• W••••• S•••••••• L••	Apr 19, 2024	Oct 20, 2023	-182	Firm change after gap	Ibd to ibd
T•• A•••••••• I•••	K••••• A••••••• S•••••••• L••	Dec 12, 2022	Dec 22, 2022

Relationships

Registered with (4)

→ K••••• P•••••• W••••• S•••••••• L••Registered adviserregistration: current employment
Oct 20, 2023 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 22, 2022 to Apr 19, 2024factForm ADV
→ T•• A•••••••• I•••Registered adviserregistration: previous registration
Aug 25, 2022 to Dec 12, 2022factForm ADV
→ H•••••• T••••••• • K•••• L••

Dated events

Occurred
Apr 19, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 12, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a6b640b-4f1d-d230-871b-c5c5c67d81e3
First observed: Nov 6, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.