DFX Intelligence

J••••• A••••• E••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

J••••• A••••• E••

Advisor at S•••• R•••• F•••••••• P•••••••

OAKWOOD, OH

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Search this name across graphsid dfx:ria:1a6ec451-7a48-de61-0ec8-7d3ff0f5341a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 23, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• R•••• F•••••••• P•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• R•••• F•••••••• P•••••••	State registered	Jan 12, 2024	n/a	yes	OAKWOOD, OH	Current employment
P•••• S••••••••• L••	No RAUM reported	Jun 23, 2016	Jan 19, 2024	no	CINCINNATI, OH\|KETTERING, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• S••••••••• L••	S•••• R•••• F•••••••• P•••••••	Jan 19, 2024	Jan 12, 2024	-7	Firm change	Ibd to state RIA

Relationships

Registered with (2)

→ S•••• R•••• F•••••••• P•••••••Registered adviserregistration: current employment
Jan 12, 2024 to presentfactForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Jun 23, 2016 to Jan 19, 2024factForm ADV

Dated events

Occurred
Jan 19, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a6ec451-7a48-de61-0ec8-7d3ff0f5341a
First observed: Jun 23, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.