DFX Intelligence

A•••••••• R••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

A•••••••• R••• C•••••••

Advisor at L••••• A•••• M••••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:1a761087-c541-f5f5-811e-3de89c07d364

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 11, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• A•••• M••••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• A•••• M••••••••• L••	Other adviser	Apr 30, 2024	n/a	yes	NEW YORK, NY	Current employment
P•••• C•••••• M••••••••• L••	Asset manager	Jul 28, 2021	Apr 8, 2024	no	BOCA RATON, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• C•••••• M••••••••• L••	L••••• A•••• M••••••••• L••	Apr 8, 2024	Apr 30, 2024	22	Firm change	Other
R•••••• J•••• • A••••••••• I•••	P•••• C•••••• M••••••••• L••	Dec 7, 2020	Jul 28, 2021

Relationships

Registered with (3)

→ L••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Apr 30, 2024 to presentfactForm ADV
→ P•••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 28, 2021 to Apr 8, 2024factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Feb 11, 2020 to Dec 7, 2020factForm ADV

Dated events

Occurred
Apr 8, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a761087-c541-f5f5-811e-3de89c07d364
First observed: Feb 11, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.