DFX Intelligence

S•••••••• C•••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

S•••••••• C•••••• P•••••••• L••

CRD 316599

BENTONVILLE, AR

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Search this name across graphsid dfx:ria:1a793ede-c35e-f472-700a-1b43052bdcb4

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 1
Observed: Jun 21, 2024 to Mar 17, 2026
3 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

S•••••••• C•••••• P•••••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $357M••• Locked
Discretionary RAUM: $357M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•••••••• I•• L••	Venture Capital Fund	$207M	Jun 21, 2024	3	Oct 26, 2021	reported	n/a
S••••••••• L••	Venture Capital Fund	$71.8M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
8•• I••••••••• L••	INVESTOR MEMBER	E	yes	08/2021	Jun 21, 2024	Jun 21, 2024
U••••••• C•••••••• K•••••••••	MANAGING PARTNER	Na	yes	08/2021	Jun 21, 2024	Jun 21, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 17, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$357M	$255M	40.2%	n/a	n/a	12	11	0	0

Relationships

Advises (2)

→ S•••••••• I•• L••Private fundVenture Capital Fund, ERA
Oct 26, 2021 to presentfactForm ADV
→ S••••••••• L••Private fundVenture Capital Fund, IA
Oct 26, 2021 to presentfactForm ADV

Controls (4)

← U••••••• C•••••••• K•••••••••OwnerMANAGING PARTNER, ownership code NA, individual
Jun 21, 2024 to Jun 21, 2024factForm ADV
← 8•• I••••••••• L••Owner

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 17, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$102M
Occurred
Jun 21, 2024
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Show 1 bookkeeping events

Occurred
Sep 1, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a793ede-c35e-f472-700a-1b43052bdcb4
First observed: Jun 21, 2024
Last observed: Mar 17, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.